Understand the processes and reasons behind the withdrawal of trading privileges on stock exchanges, including temporary interruptions and delisting procedures.
Comprehensive guide on the unique features of hedge funds including incentive fees, high-water marks, hurdle rates, liquidity, transparency, and investor protection.
This chapter outlines the introduction to regulation in the Canadian securities industry, discussing the roles of regulatory bodies, investor protection, market integrity, and the principles-based regulatory environment.
A comprehensive guide to understanding the investor protection funds available in the Canadian securities industry, including detailed explanations of CIPF, MFDA IPC, CDIC, and provincial insurance corporations.
Comprehensive guide on arbitration for dispute resolution in the Canadian securities industry, covering process, criteria, and benefits.
