An in-depth guide on Mutual Fund Regulatory Organizations for Canadian Securities Course (CSC) certification, focusing on the key self-regulatory organizations and their roles.
Learn about the structures, regulations, and key differences between mutual fund trusts and mutual fund corporations in Canada, including their governance under National Instrument (NI) 81-102.
A thorough guide to understanding Self-regulatory Organizations (SROs) in Canada, including IIROC and MFDA, and their roles, responsibilities, and impacts on the securities market.
Comprehensive Guide on Disclosure in the Canadian Securities Legislation
Learn about IIROC's Client Relationship Model (CRM) which aims to enhance transparency, client trust, and suitability in investment dealings.
Comprehensive summary and key takeaways from Chapter 3 on the Canadian regulatory environment in the Canadian Securities Course. Includes frequently asked questions and review questions for comprehensive understanding.
A comprehensive guide to understanding long margin accounts, including regulations, examples, risks, and frequently asked questions as per IIROC guidelines.
