Learn the essentials of portfolio management, including flexibility, asset allocation, and key theories and practices that impact investment decisions.
An introduction to managed products and mutual funds in the Canadian Securities Course certification exam preparation guide, covering their history, evolution, and complexity.
Comprehensive guide detailing the registration requirements, qualifications, and processes for mutual fund managers, distributors, and sales representatives in Canada.
In this chapter, we discussed the structures and regulations of mutual funds, including tax implications, the purchase and redemption process, regulatory bodies, and the Know-Your-Client rule.
Summary of key concepts of capital markets covered in Chapter 2.
An in-depth summary of key features of various managed products, including segregated funds, LSVCCs, closed-end funds, income trusts, and private equity.
Learn the essential six-step financial planning process including establishing client-advisor relationships, collecting data, analyzing information, recommending strategies, implementing plans, and conducting periodic reviews.
